The value of strategic compliance, beyond the fines and penalties

With the increasing regulatory assertiveness across sectors, what do regulatory, and compliance professionals need to consider to avoid fines within their organisations and turn compliance into a competitive advantage? In the context of recent examples of leading organisations receiving large fines – what have we learnt from cases of AML, governance and infrastructure failures? 

Financial institutions should not only aim to embed compliance within the culture of their businesses, demonstrate accountability and integrity, but also see compliance as a competitive edge creating added value to the organisation. What are some practical ways to balance growth with robust regulatory frameworks? 

Hosted on Thursday 20th November at 14:00 GMT in partnership with LexisNexis Regulatory Compliance, this webinar will review the learnings of recent cases and outline practical take-aways for senior regulatory and compliance professionals, across the board:   

• Beyond the checklist: How to embed compliance within the culture of the organisation, and every business decision? What is needed to ensure and demonstrate accountability and business integrity? 

• Navigating the regulatory landscape: How to adapt a comprehensive framework when doing business globally? What are the differing obligations across sectors? How do they vary between traditional banking, fintech and crypto? 

• Building a strong anti-financial crime infrastructure: What is needed to define the right risk appetite for the organisation, manage financial crime risk and set up an adapted governance framework? Who needs to be involved in the decision process and what are the different roles of the various stakeholders?  

• The right use of technology: How can technology be used efficiently to strengthen and scale processes? What to look for in third party providers to ensure fit-to-purpose solutions? 
• Benchmarking practices: What can we learn from peers across industries best practice examples or past mistakes? 

Join this discussion on 20th November to get practical tips on how to protect your organisation and turn compliance into a competitive advantage! 

14:00 Welcome remarks 

14:10 Panel Discussion with Live Q&A

14:55 Closing remarks

15:00 Finish

Speakers: